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For BrokersDocument Checklists

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Document Checklists

Pre-formatted document checklists for every loan type. Send these to your clients to collect everything needed for a clean submission — the first time.

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SBA 7(a) & 504 Loans

30–90 days

SBA loans require the most documentation of any loan type. Gathering these documents upfront will significantly speed up the process. Missing documents are the #1 reason SBA deals get delayed.

Business Documents

10 items

Business tax returns

Required

Last 2 years, all schedules included

Year-to-date P&L statement

Required

Signed by owner or CPA, within 90 days

Year-to-date balance sheet

Required

Signed by owner or CPA, within 90 days

Business bank statements

Required

Last 3 months, all pages

Business license / operating license

Required

Current and valid

Articles of incorporation / organization

Required

Including any amendments

Operating agreement or bylaws

Required

For LLCs and corporations

Accounts receivable aging report

If applicable

If applicable

Accounts payable aging report

If applicable

If applicable

Existing debt schedule

Required

All current business loans and leases

Personal Documents (All Owners 20%+)

5 items

Personal tax returns

Required

Last 2 years, all schedules

Personal financial statement

Required

SBA Form 413 preferred

Government-issued photo ID

Required

Driver's license or passport

Resume / biography

Required

Business experience and background

Personal bank statements

If applicable

Last 3 months

For Real Estate Deals (504 / 7a RE)

5 items

Purchase contract

Required

Fully executed, if applicable

Property appraisal

Required

Ordered by lender — we coordinate

Environmental Phase I report

Required

Required for most CRE

Lease agreements

If applicable

If property has tenants

Construction plans and budget

If applicable

For construction or renovation

Send this to your client

Copy this checklist and paste it into an email to your client. It sets professional expectations and speeds up document collection significantly.

View Email Templates

File Ready?

Submit Your Deal

Once you've collected the documents, submit through your broker portal. We'll have a pre-qualification back within 24 hours.

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